Compliance Specialist - Monitor Liaison Office

Wintermute is a prominent player in the crypto world, specializing in algorithmic trading for digital assets. They offer liquidity services on various cryptocurrency exchanges, OTC trading solutions, and support for blockchain projects and traditional financial institutions venturing into the crypto space. Wintermute also engages in early-stage DeFi project investments through Wintermute Ventures.

Wintermute embodies a unique combination of technological standards from high-frequency trading firms in conventional markets and the innovative spirit of tech startups. Their long-term vision for digital assets goes beyond viewing them as just another asset class, believing in the transformative potential of blockchain technology.

Business Development at Wintermute

We seek a Legal Counsel focused on Derivatives to complement Wintermute's expanding derivatives business and forays into traditional financial markets with a specific emphasis on OTC derivatives. The ideal candidate should possess a solid background in traditional market derivatives and adapt quickly to the dynamic nature of Wintermute's business environment related to digital assets. This role involves cooperating with senior legal professionals, traders, risk, compliance, and operations teams to manage negotiations and projects in multiple jurisdictions where Wintermute operates. The chosen candidate will help shape strategies that balance business growth objectives with legal considerations.

Key Responsibilities

Draft and negotiate various agreements related to derivatives offerings, including ISDA Master Agreements, credit support documents, and trade confirmations

Engage in direct negotiations with counterparties and their representatives

Conduct legal and regulatory research for derivatives compliance across multiple jurisdictions

Offer commercially focused legal advice and support various projects beyond OTC derivatives obligations

Experience and Qualifications

Qualified lawyer in England and Wales, with approximately 3-5 years of post-qualification experience in derivatives law. Candidates with different levels of experience but strong credentials or similar common-law qualifications will also be considered.

Previous experience at a top legal firms with a recognized derivatives practice is preferred. Candidates transitioning from such roles to in-house positions at financial institutions will also be evaluated.

Demonstrated proficiency in negotiating ISDA Master Agreements, credit support documents, and structuring OTC derivatives transactions across various asset classes.

Familiarity with securities lending, repurchase agreements, prime brokerage, custody, and other related financial documentation is beneficial.

Ability to work well in high-pressure environments under tight deadlines with understanding of regulatory frameworks concerning OTC derivatives.

Why Join Our Team

Engage in innovative projects within a globally recognized trading firm

Take on increased responsibilities compared to traditional finance settings

Enjoy a vibrant work culture with frequent team events and outings

Work in a dynamic office environment in central London with unique amenities

Experience a collaborative and entrepreneurial culture with performance-based compensation and comprehensive perks.

Note

Remote work flexibility is supported, though full remote positions are not accepted

Work permits for the UK offered along with relocation assistance

Disclaimer: AI tools may be utilized during the hiring process for various tasks but final decisions are made by human reviewers. Contact us for more details on data processing.

The Legal team at [Company] delivers legal and regulatory guidance to ensure compliance with local regulations and aligning with customers' needs. They engage externally to liaise with regulators and service providers to mitigate legal risks. Areas of focus include Commercial and Regulatory/Product.

This UK-based role within the HQ Commercial Legal Team reports to the SVP, Legal. The ideal candidate will be a proactive individual with a strong interest in financial innovation, adept at collaborating across global business units, and passionate about the company's mission. The role entails managing commercial contracts for the UK and cross-border matters, balancing growth opportunities with legal risk in a dynamic, internationally regulated fintech and crypto industry. Preference is for candidates familiar with trading platforms' operations involving institutional clients.

Responsibilities:

Draft, review, and negotiate various commercial agreements for institutional clients, advertising partnerships, NDAs, and other commercial documents supporting operations in the UK, EMEA, and globally.

Develop and maintain template documentation, playbooks, and negotiation guidelines to facilitate scalable contract support throughout the organization.

Collaborate closely with stakeholders across global business functions to provide timely legal support that aligns with business goals.

Work with LegalOps to enhance policies, procedures, and contract workflows to align with the company's operating model.

Conduct training on contract review and management and foster knowledge sharing within the Legal team and business units.

Assist with commercial legal initiatives supporting strategic business plans such as new market ventures, institutional partnerships, and other prioritized projects.

Requirements:

Must be a qualified solicitor in England and Wales or equivalent common-law jurisdiction, with over 6 years of PQE in-house, in private practice, or in a government/regulatory role, ideally within financial services, fintech, cryptocurrencies/cryptoassets, or general corporate/commercial practice.

Demonstrated expertise in English-law contract drafting and negotiation, managing complex, multi-party deals while balancing commercial objectives and risks.

Ability to excel in a fast-paced, international environment amidst changing cryptoasset and financial-services regulations.

Strong problem-solving skills, adept at clear communication with non-legal stakeholders under pressure.

Proven ability to manage multiple workstreams concurrently, resolving conflicting priorities without compromising quality.

Preference for candidates with experience in advising on UK consumer-facing, marketing, data protection (UK GDPR), or financial-services commercial arrangements, with prior exposure to crypto/Web3 or payments being a plus.

Life at [Company]:

Encouraged to think innovatively and explore new opportunities within a supportive and ambitious team.

Proactive and transformative work environment that fosters creative and innovative solutions.

Opportunities for personal and professional growth development.

Collaborative work culture focused on supporting colleagues and achieving shared goals.

Benefits Include:

Competitive salary

Medical insurance coverage for employees and dependents

Generous annual leave including special occasions

Flexible work options with hybrid or remote arrangements

Internal mobility programs for career advancement

Founded in 2016, [Company] serves millions of customers worldwide, aiming to make cryptocurrency accessible for everyone. Committed to security, privacy, and compliance, the company is dedicated to advancing cryptocurrency adoption through innovation and empowering the next generation of digital creators and entrepreneurs. responseData provided by candidates will be used solely for recruitment purposes and only shortlisted candidates will be contacted

About the Company

CertiK is a well-established Web3 security firm specializing in securing blockchain protocols, smart contracts, and decentralized applications through innovative security research, formal verification techniques, and AI technologies. Established in 2017 and based in New York City, CertiK offers comprehensive security solutions like smart contract audits, penetration testing, on-chain monitoring, incident response, and compliance services to major projects in the digital asset industry. With a global presence and a diverse team across North America, Asia, and Europe, CertiK has garnered support from prominent investors and received recognition for its advancements in blockchain security.

About the Role

We are in search of a seasoned compliance and financial crime expert to play a pivotal role in shaping and expanding our initiatives in anti-money laundering, virtual asset compliance, and blockchain risk management. This role necessitates understanding compliance across traditional financial institutions and virtual asset service providers. The ideal candidate will be adept at navigating regulation, financial crime prevention, blockchain analytics, and commercial strategy. As a senior subject matter expert, the individual will elevate the company's compliance capabilities, provide guidance to financial institutions and VASPs, and establish credibility with regulators, law enforcement, clients, and industry collaborators.

About You

The perfect fit for this role is a pragmatic and business-oriented compliance leader with extensive experience in AML, financial crime, and virtual assets. The candidate should have a background either within traditional financial institutions or closely working with VASPs, emphasizing the variances between conventional transaction monitoring and risks associated with blockchain-based financial activities. The individual should feel equally comfortable analyzing complex financial crime cases, designing AML frameworks, advising senior management, engaging with regulators, and educating stakeholders on blockchain risk.

Responsibilities

Enhance and develop AML frameworks, virtual asset compliance strategies, sanctions, risk assessments, transaction monitoring, and investigation protocols.

Offer guidance to financial institutions and VASPs on virtual asset compliance, regulatory standards, and financial crime risks in connection with blockchain technology.

Stay updated on regulatory changes and translate them into actionable compliance guidance and product specifications.

If applicable, act as MLRO or support the designated MLRO with suspicious activity reviews and regulatory reporting.

Collaborate with product development, engineering, business development teams, as well as regulators, law enforcement, and other industry affiliates.

Requirements

Previous experience as an MLRO, Chief Compliance Officer, Head of Financial Crime, or in a similar senior compliance capacity.

Demonstrated expertise in AML, financial crime, sanctions, transaction monitoring, regulatory compliance and reporting, and virtual asset financial crime risks.

Hands-on practice with blockchain analytics, KYT, wallet screening, or similar on-chain compliance tools.

Strong communication skills and possession of CAMS or equivalent AML certification.

Bonus Points

Experience managing the AML program of a regulated entity, VASP licensing, regulatory examinations, or remediation.

Established networks with regulators, law enforcement personnel, banks, exchanges, or others in the virtual asset sector.

The expected annual base salary range for this position in the United States is $150,000 to $220,000. Compensation for candidates outside the United States will be determined based on location, experience, and qualifications.

Additional Information

The company is an equal opportunity employer and considers applicants with criminal histories in line with relevant regulations.

Certification, recognition, and experience supporting diversity initiatives are encouraged.

Please Note:

AI tools may be utilized in the hiring process for aspects including application review, resume analysis, response assessment, and identification of potential inconsistencies or verification cues in application materials. These tools support the recruitment team but human judgment remains paramount in final hiring decisions. For more details on data processing, kindly reach out to the company.

Binance is a prominent global blockchain ecosystem known for operating the largest cryptocurrency exchange in terms of trading volume and user base worldwide. Trusted by over 300 million individuals in more than 100 countries, we offer top-notch security, transparent user fund management, high-speed trading engine, deep liquidity, and a diverse range of digital asset products. Our services span across trading, finance, education, research, payments, institutional support, Web3 features, and more. Leveraging the potential of digital assets and blockchain technology, we aim to create an inclusive financial ecosystem to promote financial freedom and enhance financial accessibility on a global scale.



Serve as a primary contact for law enforcement agencies and relevant government authorities within the UAE, including Dubai Police and other local law enforcement entities.

Receive, assess, and coordinate responses to information requests from authorized law enforcement bodies, ensuring compliance with legal and regulatory standards.

Establish and nurture professional relationships with UAE law enforcement agencies, regulators, and government stakeholders.

Collaborate closely with internal teams such as Legal, Compliance, Investigations, Security, Risk, and Operations to evaluate requests, gather necessary information, and facilitate prompt responses.

Review and validate law enforcement requests to ensure the requisite information and legal foundation for Binance to act upon.

Oversee the collection, secure storage, and disclosure of pertinent information and data in response to valid requests.

Maintain accurate records of law enforcement requests, responses, and relevant case details.

Provide support in investigations related to fraudulent activities, financial crimes, money laundering, sanctions, cybercrimes, and other illicit behaviors upon request by authorized authorities.

Identify trends, recurring issues, and emerging risks from law enforcement requests and share insights with internal stakeholders.

Contribute to the enhancement of processes, procedures, and guidelines for dealing with law enforcement requests in the UAE.

Educate and advise internal teams on engaging with UAE law enforcement, managing information requests, and appropriate response protocols.

Ensure all interactions and disclosures are handled confidentially, professionally, and discreetly.

Stay informed about relevant UAE laws, regulations, law enforcement practices, and developments affecting digital assets and cryptocurrency.

Requirements

Prior experience working with UAE law enforcement agencies, regulators, or government authorities, ideally involving information requests, investigations, or financial crime.

Profound understanding of the UAE law enforcement and regulatory landscape, with experience engaging with Dubai Police and/or other UAE authorities being highly advantageous.

Experience in managing requests for information, subpoenas, court orders, or similar legal/government requests.

Background in law enforcement, government, financial crime, compliance, investigations, legal, or related fields.

Strong familiarity with AML, financial crime, fraud, cybercrime, or cryptocurrency-related investigations is highly desirable.

Capability to handle sensitive, confidential, and high-risk information.

Excellent stakeholder management and communication skills, adept at collaborating with government authorities and internal multidisciplinary teams.

Exceptional organizational skills, able to handle multiple requests and cases concurrently under tight deadlines.

Keen attention to detail and sound judgment in assessing sensitive requests and information.

Proficiency in English and Arabic is required.

Background in the cryptocurrency, digital asset, fintech, or financial services sectors is preferred.

About the Company

CertiK is a prominent Web3 security firm that specializes in safeguarding blockchain protocols, smart contracts, and decentralized applications using cutting-edge security research, formal verification, and AI technology. Established in 2017 in New York City, CertiK offers comprehensive security solutions, including smart contract audits, penetration testing, on-chain monitoring, incident response, and compliance services to major projects in the digital asset industry.

With a diverse team spread across North America, Asia, and Europe, CertiK serves numerous enterprise clients and Web3 projects globally. The company has garnered support from renowned investors like Coatue, Goldman Sachs, Insight Partners, and Sequoia Capital and has received accolades from organizations such as the World Economic Forum and CB Insights for its advancements in blockchain security.

About You
Ideal candidates for this role are hands-on compliance professionals well-versed in navigating regulatory frameworks and licensing applications. You should excel in translating intricate regulations into clear directives and client deliverables, overseeing both structured audit requests and evolving business development needs effectively, and recognizing when issues require escalation to senior Compliance or Legal personnel.

About the Role
In this position, you will serve as the primary compliance lead for AI-generated outputs and corresponding client deliverables. Your responsibilities will include supporting various stakeholder groups, such as client-facing teams and commercial services, transforming raw AI results into accurate and accessible deliverables, and collaborating with Engineering to streamline recurring compliance tasks into reusable workflows and knowledge resources.

Responsibilities

Break down regulatory frameworks and licensing requirements for analysis.

Assist in licensing and regulatory preparation projects, from scoping to final submission readiness.

Conduct initial reviews of AI outputs to ensure regulatory accuracy, evidence validity, and client suitability.

Transform unstructured requests into concise scopes and deliverables, including compliance analyses and review reports.

Provide support for compliance guidance, evidence checklists, application-mapping, and licensing submissions.

Collaborate with Engineering to establish regulatory mappings, templates, review guidelines, evaluation criteria, and structured AI workflows.

Escalate high-risk regulatory interpretations and legal conclusions to senior reviewers or Legal personnel.

Requirements

Minimum of 3 years of experience in compliance engineering, regulatory consulting, digital assets, fintech, financial services, compliance auditing, or legal affairs.

Practical involvement in at least one licensing application, regulatory registration, or end-to-end regulatory preparation project.

Comprehensive understanding of regulatory assessment, evidence examination, and licensing documentation.

Ability to generate clear directives, mappings, presentations, and client reports.

Strong interpersonal and cross-functional project management capabilities.

Proficient in written and spoken English; fluency in professional Chinese is advantageous but not mandatory.

Familiarity with digital-asset regulation, VASP licensing, or similar frameworks is a plus.

Basic awareness of LLM limitations, halluci**Video Calls risk, source traceability, and human-in-the-loop review.

This role requires remote work outside the United States. Applicants based in the U.S. will not be considered.

Artificial intelligence (AI) tools may be utilized during the hiring process for tasks such as application review, resume analysis, and response assessment. These tools complement the recruitment team's efforts but do not replace human judgment. Final hiring determinations are ultimately made by human evaluators. For further details on how your data is processed, please reach out to us.