Director of Risk and Compliance
At Swyftx, we are dedicated to shaping the future of Australia's digital currency industry as a leading fintech scaleup. With a substantial user base exceeding 800,000, we aspire to become the most trusted cryptocurrency trading platform in Australia and establish ourselves as a global success story. Join our team as the Director of Risk and Compliance and contribute to ensuring Swyftx complies with regulations and industry standards, overseeing risk identification, assessment, and mitigation. In this role, reporting to the General Counsel, you will spearhead the enhancement of compliance and risk frameworks, drive continuous improvement, and promote a culture of integrity and accountability.
We are looking for a visionary leader with a wealth of experience in compliance and risk management within the Australian and New Zealand regulatory framework, ideally with exposure to international jurisdictions. You should be invigorated by the challenge of navigating intricate regulatory environments while fostering innovation.
Key Responsibilities:
- Develop, implement, and enhance risk and compliance frameworks to support Swyftx's expansion journey
- Offer strategic guidance on risk management, compliance policies, and regulatory matters for both regulated and unregulated operations
- Serve as the key liaison with regulatory bodies, managing all interactions and ensuring compliance with obligations
- Take the lead in conducting risk assessments covering areas like AML/KYC, consumer protection, and data privacy to align with local regulations
- Update and maintain risk registers, host workshops, and provide training to instill a strong compliance and risk-aware culture throughout the organization
- Establish and nurture a competent team, promoting collaboration and driving ongoing improvement initiatives
Requirements:
- Proven experience in risk management, compliance, or related fields, coupled with deep knowledge of the Australian regulatory landscape and financial services regulations
- Extensive background in financial markets from comparable positions in regulated financial services firms in Australia and New Zealand
- Demonstrated experience partnering with ASIC, possessing a solid grasp of ASIC's supervisory methods and core regulatory needs
- Skills in establishing and sustaining compliance frameworks and policies, ensuring continual adherence to globally derived regulatory standards
- Expertise in managing AFSL-related demands and elevating compliance programs and risk frameworks efficiently
- Strong leadership capabilities, adept at upskilling teams, engaging stakeholders, and fostering a culture of accountability and integrity
- Excellent communication skills, both written and verbal, enabling effective interaction and challenge with senior stakeholders
- A proactive and strategic outlook, capable of adapting to evolving environments while maintaining high standards of compliance and operational excellence
Perks and Benefits:
- Well-stocked kitchen with breakfast and lunch supplies, unlimited fresh fruits, and snacks
- In-house barista and weekly catered Wednesday lunches
- Unlimited fee-free trading
- Opportunities for career growth, training, mentorship, and development
- Social activities, gaming breaks, and monthly performance recognitions
Diversity is celebrated at Swyftx, with a commitment to creating an inclusive workspace that values and respects each team member's unique contributions. If you are motivated by excellence, integrity, and a desire to make a difference, apply now.
Recruitment agencies need not apply as we have an internal Talent Acquisition function in place.