Legal Counsel - Capital Markets - European Union (EU)

🚀 KIY ECOSYSTEM – Core Team Members Needed!
We're building something big in Web3 Security & User Acquisition, backed by proven Web2 security veterans and crypto OGs. Now looking to expand our Core Team for 3 early-stage projects under the KIY Ecosystem:
🔍 Open Roles (for each project)
C-Suite
• CEO
• CMO
• CSO
Advisors
• Blockchain
• Tokenomics
• Technical
• Legal
• Audit
📍 Remote-first | GMT+8 Preferred
💰 Compensation: Token allocation
🧩 What We're AboutWe're a crypto-blockchain security team led by founders who’ve previously scaled Web2 security ventures. Now, we're building a decentralized ecosystem focused on protecting users and onboarding the next billion into Web3.
✅ What We’re Looking For
Strategic Partners & Leaders with:
• 2+ years in Crypto/DeFi
• Existing industry network
• Strong communication & ability to drive ecosystem growth
🤝 Your Mission:
• Build strategic partnerships across DeFi (DEXs, LPs, Institutions)
• Help shape tokenomics, product-market fit, and GTM
• Be part of a security-first movement in Web3
📩 Interested or know someone perfect for this?
Referrals welcome — we offer commissions!
Reach out at rendy@keepityourself.com
with 
Subject : [Position](space)[Full Name]
Including CV, Calendly Link and LinkedIn Profile
Thanks!

Our Local Programs and Regulatory Compliance team plays a crucial role in ensuring compliance with local laws and regulations across our operating countries.

We are seeking a versatile, experienced individual to join our team and contribute significantly to our Compliance function in Australia. The chosen candidate will collaborate with the regional Regulatory Compliance VP and AMLCO in supporting the Regulatory Compliance team. Working closely with both local and global compliance teams, as well as key cross-functional stakeholders, your role will involve upholding top-notch Compliance practices at all times within the Australian region. Responsibilities include managing operational compliance obligations like regulatory reporting, dispute resolution, compliance assessments, risk management, and involvement in various projects encompassing the Australian compliance program. Additionally, you will offer guidance on derivatives business overseeing regulatory and reputational risk management.

Key Responsibilities:

Assist in managing the regulatory compliance program in Australia, with tasks such as monitoring and ensuring compliance with AFSL obligations.

Advise daily compliance-related matters to the business.

Help in reviewing and submitting reconciliations and regulatory reports.

Communicate with compliance officers internationally on cross-country business activities.

Provide advice on new products and business structures.

Handle internal compliance controls and conduct assessments as needed.

Oversee service provider SLAs and offer feedback where necessary.

Manage regulatory inquiries effectively.

Address escalated disputes, including AFCA liaison.

Perform compliance evaluations of digital assets.

Aid in third-party due diligence processes.

Review marketing materials for compliance.

Support with handling escalated financial crime cases.

Develop and maintain compliance policies and procedures.

Update the compliance program and work plan regularly.

Keep the business informed about regulatory amendments.

Assist in external reviews, audits, and inspections, ensuring corrective actions are taken post-assessment.

Assist in generating management and board reports with expert insights and analysis.

Join in responding to industry consultations on digital asset regulation.

Participate in various compliance projects.

Ensure staff compliance with company policies and procedures.

Conduct compliance training and raise awareness on compliance matters.

Fulfill the role of 2IC for the Australian compliance team.

Perform other compliance-related tasks as delegated by the VP Regulatory Compliance.

Stay updated on cryptocurrency industry regulatory landscape and compliance requirements.

Requirements:

A minimum of 10 years of experience in financial services compliance.

Bachelor's degree with RG146 compliance, ACAMS certification preferred.

Proficient in AFSL obligations, derivatives compliance, and related reporting.

Experience in leadership and team management.

Familiarity with ASIC and AUSTRAC requirements.

Knowledge of RBA and APRA requirements preferred.

Understanding of contemporary Compliance practices, especially AFSL and AML legislative requirements.

Strong analytical and communication skills.

Ability to handle high-pressure situations and manage multiple tasks efficiently.

Interest in cryptocurrency and fintech ecosystem.

Advanced computer skills including regulatory portals, CRM, spreadsheets, and word processing.

Attention to detail and an inquiring approach.

Life at the Company:

Opportunities for personal and professional growth.

Proactive and transformational work environment fostering innovation.

Foster a culture of collaboration and support.

Promotean integrated team approach towards meeting organizational goals.

Flexible work arrangements.

Internal mobility program for career development.

Company Visa card upon joining.

Benefits:

Competitive salary.

Generous annual leave including birthday and work anniversary.

Internal mobility program for career progression.

Company Visa card offered upon recruitment.

About the Company:

Founded in 2016, the company serves a broad customer base and is one of the fastest-growing global cryptocurrency platforms, striving for wider cryptocurrency adoption. Committed to innovation and enhancing the digital ecosystem, the company values diversity and inclusivity in its workforce.

The company is an equal opportunities employer, dedicated to creating a fair and transparent environment for all candidates.

Applicants' personal data will be used solely for recruitment purposes.

Note: Only shortlisted candidates will be contacted.

The Legal Team is responsible for providing legal and regulatory guidance to ensure compliance with local regulations for all products and services offered within the organization, while also catering to customer needs. They engage externally with regulators and service providers to demonstrate adherence to relevant laws and regulations.

This position will report to the Global Head of Capital Markets, Legal and collaborate closely with the Legal Team in the EU. The main focus will be to act as the legal expert for EU Investment Firms and associated products. The Legal Team delivers proactive legal and regulatory advice to various stakeholders to facilitate the development and launch of products and services in compliance with obligations and customer requirements. Collaboration across teams is essential to identify, assess, and mitigate legal and regulatory risks while maximizing commercial opportunities for new offerings. Additionally, representing the company on various matters before regulators, financial partners, and external audiences is part of the role.

Responsibilities

Being a part of the Legal Team handling legal and regulatory affairs for the Investment Firm based in the EU.

Expertise in key regulations such as MiFID, MiFIR, IFR/IFD, MAR, and MiCA, with a focus on cross-border implications within the EU.

Managing legal and regulatory aspects related to a variety of financial instruments, including derivatives, ensuring compliance with associated requirements.

Leading the processes for maintaining the Investment Firm license and passporting under MiFID and other relevant laws.

Supporting ongoing compliance with MiCA regulations and overseeing high-priority projects delivery within stipulated deadlines.

Drafting, reviewing, and updating policies, operational procedures, terms, conditions, and other related rules for trading MiFID and MiCA-regulated products.

Being the primary liaison for communication with NCAs, ESMA, and other pertinent regulators, representing the organization effectively.

Reviewing marketing materials for adherence to applicable MiFID and MiCA regulations.

Collaborating with external counsel to ensure legal arrangements comply with relevant laws across jurisdictions of operation.

Requirements

Qualified and licensed lawyer with 5 to 10 years of experience in financial product legal and regulatory matters for MiFID-regulated clients in law firms or as a licensed MiFID entity.

Thorough understanding of EU financial laws with a proven track record in maintaining licenses under financial frameworks like MiFID, EMIR, IFR, IFD, and MAR.

Familiarity with industry practices, professional standards, and implementing market regulations in both the EU and U.S. markets.

Knowledge and readiness to work on the MiCA regulation within the Legal Team.

Excellent communication skills in English, both verbal and written.

Strong organizational and project management abilities to handle multiple tasks and competing priorities efficiently.

Capability to build and maintain relationships with stakeholders.

Flexibility to accommodate meetings and calls across different time zones as necessary.

Strong problem-solving skills with the ability to present effective solutions.

The Senior Manager-MLRO position based in Bahrain will be reporting to the Regional MEA Head of Compliance. The role involves supporting the Bahrain operations of a financial services company in their efforts to obtain regulatory licensing from the Central Bank of Bahrain. This includes managing the daily compliance activities, overseeing independent reviews and external audits, preparing regulatory reports, maintaining documentation, and providing suggestions for program enhancements.

Additionally, the role will extend support to other markets in the Middle East under the guidance of the Regional MEA Head of Compliance.

Key Responsibilities

Collaborate with internal stakeholders such as Legal, Compliance, IT Security, and Product teams, as well as external partners, to ensure accurate responses to regulators for licensing and ongoing operational compliance.

Ensure adherence to regulatory requirements set by the Central Bank of Bahrain by working closely with various business functions.

Assist in reviewing policies and conducting training sessions periodically.

Oversee internal compliance measures, independent reviews, and responses to regulatory inquiries as needed.

Identify, address, and mitigate regulatory risks and recommendations arising from internal reviews and examinations.

Work with management and staff to establish and maintain effective systems and controls to meet regulatory standards.

Manage compliance projects to ensure timely execution and alignment with local regulations.

Requirements

Minimum of five years of experience in consumer financial services, payment services, regulatory agencies, or law firms dealing with anti-money laundering and payment services regulations.

In-depth understanding of anti-money laundering regulations, the Central Bank of Bahrain’s Rulebook, and E-money Regulations in the financial industry.

Proficient in analyzing and applying regulatory guidance to assess its impact on business operations.

Capable of working autonomously with minimal supervision.

Strong organizational skills with the ability to manage multiple tasks, prioritize effectively, and work well under pressure.

Excellent written and verbal communication skills, including the ability to prepare business reports.

Experience in engaging with local regulators is advantageous.

CAMS certification or willingness to obtain is preferred.

Knowledge of digital assets and fintech products is a plus.

Able to collaborate effectively with cross-functional teams in a dynamic environment.

Job Overview:

Our organization, known as ADDX, is dedicated to revolutionizing private market investments by providing a gateway for all individuals to effortlessly access financial ecosystems in a fair and secure manner. We believe in the positive impact of efficient capital flows in nurturing real economies, especially within the private market sphere.

Why Choose Us?

We have successfully established the world’s first fully regulated platform for digital securities, authorized by the Monetary Authority of Singapore (MAS).

ADDX functions as a prominent global private market exchange based in Singapore. With over 60 deals listed on our platform, we have collaborated with prestigious entities like Hamilton Lane, Partners Group, Investcorp, Singtel, UOB, CGS-CIMB, and various Temasek-owned entities.

Aims To date, we have secured a total of US$140 million in funding since our inception in 2017.

Our robust backing includes support from prominent entities such as Singapore Exchange (SGX), Stock Exchange of Thailand (SET), Temasek subsidiary Heliconia Capital, Japan Investments Corporation, Development Bank of Japan (DBJ), UOB, KB Securities, Tokai Tokyo Financial Holdings, and Hamilton Lane.

We are currently expanding our team and seeking talented individuals to lead us towards becoming a frontrunner in the private market industry. If you share our vision of fostering fair financial markets, consider joining the ADDX family.

Job Responsibilities:

Creating and implementing a comprehensive compliance program tailored to the fintech sector.

Monitoring regulatory modifications and advising senior management proactively ensuring adherence to regulations.

Conducting compliance risk assessments and deploying controls to mitigate risks across products and services.

Managing relationships with MAS, auditors, and market experts to uphold compliance standards.

Offering expertise in MAS regulatory frameworks to support new business initiatives.

Overseeing anti-money laundering (AML), know your customer (KYC), Counter Financing of Terrorism (CFT) and fraud prevention frameworks as the MLRO.

Providing compliance training programs for employees on regulatory compliance and company policies.

Coordinating audits and investigations related to compliance irregularities.

Routinely reporting compliance and risk metrics to the Senior Management team.

Upholding listing framework compliance in line with exchange rules.

Guaranteeing the platform's products and services adhere to regulatory standards and supporting the development of new offerings.

Instilling a compliance and ethical behavior culture within the organization.

Requirements:

Bachelor’s degree in Law, Finance, Business Administration, or a related field; additional certifications like CAMS, CRCM, CCEP are advantageous.

Minimum of 7-10 years of compliance experience, including at least 2 years in a fintech leadership capacity.

Deep understanding of financial regulations in Singapore; knowledge of other markets is a plus.

Proficiency in the fintech landscape and adaptability to a fast-paced environment.

Strong leadership skills and the ability to influence cross-functional teams.

Excellent analytical, communication, and problem-solving abilities.

Upholds high ethical standards and displays integrity.

Kindly note that only shortlisted candidates will be contacted due to limited capacity.