Regulatory Compliance Senior Specialist

Austria +1
Full time
Office
Compensation is not specified
Role
Legal
Description

Job Summary

We are a financial services company founded in 2014 in Vienna, dedicated to simplifying wealth creation and empowering individuals to achieve financial freedom. Our platform allows users to invest in cryptocurrencies, stocks, precious metals, and commodities with any budget, 24/7. With a global team servicing over 4 million customers, we are committed to providing a safe and secure investment experience across Europe.

Operating from Austria, our team is comprised of dynamic individuals who drive innovation and collaboration to stay at the forefront of the industry. We are seeking a Regulatory Compliance Specialist to join our team and oversee MiFID compliance, asset safeguarding, and market abuse monitoring, playing a pivotal role in ensuring regulatory excellence within the European financial sector.

Key Responsibilities

  • MiFID II Compliance: Lead efforts to ensure compliance with MiFID II regulations across all brokerage operations, offering valuable guidance to stay ahead of regulatory changes.
  • Asset Safeguarding: Develop and implement processes to safeguard client assets, ensuring compliance with regulatory obligations and bolstering client fund protection.
  • Compliance Checks and Reporting: Prepare accurate compliance reports, maintain comprehensive records, conduct thorough compliance reviews, and ensure adherence to financial regulations.
  • Market Abuse Alerts Handling: Monitor, investigate, and manage market abuse alerts swiftly, maintain detailed records, and ensure compliance with relevant regulatory requirements.
  • Complaints and Incidents Handling: Efficiently address and resolve client complaints and incidents, upholding high customer service standards and meeting regulatory guidelines.

Qualifications

  • Possess a Master's degree or equivalent qualification in law, business law, or business administration with a minimum of 3 years' experience in financial market law and regulations.
  • Strong background in MiFID and Crypto regulation and/or MiCAR is beneficial.
  • Solution-oriented with excellent collaboration skills, demonstrating precision and efficiency in all tasks.
  • Effective communicator with exceptional analytical and organizational abilities, capable of making sound judgments promptly.
  • Proficient in English with German proficiency considered a plus.

Benefits

  • Hybrid working model with 60 Work From Anywhere days.
  • Competitive compensation package featuring participation in our stock option plan.
  • Comprehensive benefits programs aligned with flexibility-first policies.
  • Exclusive premiums for trading on our platform and engaging in team and company-wide activities.
  • Bitpanda swag provided.
  • Continuous learning and growth opportunities in line with our mission to become Europe’s premier investment platform.

We prioritize diversity and inclusivity in our workplace, believing that a varied team leads to success. Join us on our journey towards fostering a fair, equal, and respectful environment.

Skills Required
Avatar
Bitpanda
Company size
Not specified
Location
Austria
Description
As an Austrian-founded company, our company headquarters is located in Vienna, so you'll notice a lot of our roles target here. However, as we also have talent hubs in 9 cities across Europe (Amsterdam, Berlin, Barcelona, Bucharest, Dublin, Krakow, London, Madrid and Milan) many of our positions are open to these locations as well.

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