Senior Legal Analyst

Company Overview

We are a leading private market exchange platform known as ADDX, situated in Singapore. Our mission is to democratize private market investments, making financial ecosystems accessible, fair, and secure for everyone. We believe that enabling smooth and efficient capital flows, especially in the private market domain, benefits real economies.

Why Choose Us?

We have established the world's first fully regulated platform for digital securities, sanctioned by the Monetary Authority of Singapore (MAS).

ADDX is a global player in the private market scene, having listed over 60 deals on our platform, engaging with renowned entities like Hamilton Lane, Partners Group, and more.

Since our inception in 2017, our full-service capital market platform has secured a total of $140 million in funding support.

We are supported by prominent companies such as Singapore Exchange (SGX), Stock Exchange of Thailand (SET), and others, fostering our growth and success trajectory.

We are currently expanding and searching for talented individuals to join our ranks and drive us forward towards becoming a leader in the private market industry. If you share our vision for fair financial markets, we eagerly await your participation at ADDX.

** & Requirements**

Role Summary:

We are in need of an experienced Compliance Senior Manager / Director to fill the role of Deputy Money Laundering Reporting Officer (DMLRO) based in Singapore. As a crucial member of our team, you will support and deputize for the MLRO in overseeing all aspects of AML/CFT compliance within MAS frameworks for a Recognised Market Operator (RMO) and Capital Markets Services Licence (CMSL) regulated entity.

This position plays a vital role in ensuring the organization's adherence to MAS regulations and industry norms. You will be responsible for leading AML-related endeavors, acting as the point of contact for high-risk cases, and providing expert insights into suspicious transaction reporting. This role presents an opportunity to shape compliance strategy and enhance enterprise-wide AML risk management for our dynamic fintech platform.

Oversight of AML and Compliance Programme

Act as the go-to person for all AML issues, involving the review of high-risk customer cases and approval of transaction monitoring (TM) escalations.

Regularly conduct and update the Enterprise-Wide Risk Assessment (EWRA) to identify AML/CFT risks.

Offer specialized knowledge in preparing and submitting Suspicious Transaction Reports (STRs) to regulators.

Supervise scenario tuning and threshold adjustment for transaction monitoring systems.

Regulatory Guidance & Stakeholder Relations

Provide compliance advice to business divisions on AML/CFT topics, including analysis of adverse news, sanctions, and name-screening matters.

Engage with internal and external stakeholders such as regulators and law enforcement bodies.

Supervision & Control

Review all KYC/CDD, EDD, Transaction Monitoring alerts, and AML/CFT escalations.

Handle Requests for Information (RFIs) from law enforcement agencies and collaborating financial institutions.

Regulatory Interactions & Audit

Assist in MAS’ AML audits, inspections, and quality checks.

Stay abreast of regulatory updates under the SFA and FAA, performing assessments against internal policies.

Compliance Evaluation & Document Review

Conduct routine compliance assessments covering all regulatory areas such as AML/CFT, CDD/KYC, market conduct, and licensing obligations, as well as transaction monitoring processes.

Scrutinize documentation across compliance domains to ensure accuracy, completeness, and alignment with internal policies and regulatory stipulations.

Identify deficiencies in controls, documentation, and operational procedures and provide suitable corrective recommendations.

Maintain thorough testing records, produce reports for management, internal audit, and regulatory reviews.

Licensing & Regulatory Projects

Support compliance-related licensing submissions and renewals by preparing appropriate documentation and liaising with internal stakeholders.

Aid in creating and reviewing submissions under relevant regulatory frameworks.

Monitor and observe regulatory responsibilities, ensuring timely updates to internal compliance frameworks and AML structures.

Listing Rules Supervision

Evaluate listing applications to ensure compliance with ADDX Platform prerequisites, including OTC and Trading rules.

Investigate non-conformities with ADDX Platform requirements, report violations to senior management, and contribute to implementing disciplinary actions.

Review submissions for completeness in meeting disclosure requirements under OTC Rules for security token issuances.

Formulate recommendations for Listing Approvers’ approval after collaborating with internal teams on reviewing listing applications.

Policies, Training & Strategic Projects

Assist in updating AML/CFT policies, procedures, and workflows.

Stay informed about regulatory updates and industry best practices related to AML, CDD, and Capital Markets Services licensing matters.

Engage in cross-functional ventures related to system enhancements, automation, and process enhancements.

Job Responsibilities:

Serve as the primary legal advisor for global product development at a leading blockchain ecosystem, ensuring compliance with regulations throughout the product lifecycle.

Provide guidance on regulatory considerations for new features, product enhancements, and market expansions in various jurisdictions.

Evaluate and mitigate regulatory risks associated with a diverse range of products, including trading, payments, and digital assets.

Collaborate closely with cross-functional teams to integrate legal and regulatory requirements into the product development process.

Establish and manage scalable compliance frameworks to support growth in different regulatory landscapes.

Make key decisions on product governance, balancing regulatory compliance, business goals, and user needs.

Engage with regulators and external legal counsel globally on product-related matters.

Keep abreast of global regulatory changes and translate them into actionable advice for product and business teams.

Conduct workshops and training sessions to enhance regulatory awareness across the organization.

Job Requirements:

Must be a qualified legal practitioner in a leading jurisdiction with extensive experience in international regulatory law.

Over 10 years of regulatory legal experience, ideally within technology, financial services, or cryptocurrency sectors.

In-depth knowledge of global financial product regulations, particularly in trading, payments, and digital assets.

Demonstrated success in collaborating with product and engineering teams to shape product strategies.

Experience in managing complex regulatory compliance issues and engaging with regulators in multiple jurisdictions.

Proven ability to lead and expand legal teams across different regions.

Strong stakeholder management skills, with the capacity to build effective relationships with regulators, business leaders, and external partners.

Excellent communication and negotiation abilities.

Strong business acumen, focusing on practical and solution-oriented approaches.

Thorough understanding of the cryptocurrency industry and the evolving global regulatory environment.

Capable of thriving in a dynamic, high-pressure environment handling multiple priorities.

Why Binance

Contribute to shaping the future within a leading blockchain ecosystem.

Collaborate with top-tier talent in a globally focused organization with a flat hierarchy structure.

Engage in fast-paced, innovative projects with independence within a results-oriented environment.

Opportunities for career advancement and continuous learning.

Competitive salary and comprehensive company benefits.

Remote work flexibility based on business team requirements.

Binance is dedicated to promoting diversity in its workforce, recognizing it as vital to the overall success of the organization.

By applying for a position, you acknowledge that you have reviewed and consent to our Candidate Privacy Notice.

We may use artificial intelligence tools to support aspects of the hiring process, such as application reviews and resume analysis. While these tools assist our recruitment team, human judgment remains essential in the final hiring decisions. For more details on data processing, please reach out to us.

Binance, a prominent global blockchain ecosystem supporting the largest cryptocurrency exchange worldwide, serves over 300 million users in 100+ countries. The company is renowned for its top-tier security measures, transparent user fund handling, high-speed trading engine, extensive liquidity, and diverse array of digital asset products. Binance's services cover trading, finance, education, research, payments, institutional services, Web3 features, and more, leveraging digital assets and blockchain technology to foster a financially inclusive ecosystem aimed at enhancing global financial access.

Responsibilities:

Offer comprehensive legal and regulatory assistance to local Korean business teams, encompassing general legal advisory, contract review, and negotiation support across various legal domains like commercial law, corporate law, labor law, intellectual property, and regulatory compliance.

Proactively identify and address regulatory and legal risks, suggest solutions, and foresee support requirements to provide strategic legal guidance to local teams.

Stay updated on Korean laws, regulations, and developments relevant to the company, offering strategic advice to ensure compliance and mitigate risks.

Draft, review, and negotiate contracts and agreements, delivering well-rounded risk assessments and recommendations that align business goals with regulatory compliance and risk management.

Develop, implement, and oversee local legal and compliance programs including ongoing regulatory strategies and engagement with Korean regulatory entities.

Aid internal stakeholders in regulatory filings, licensing, and handling regulatory inquiries or investigations in Korea.

Requirements:

Possess 5-8 years of experience in regulatory legal roles, ideally within payments, fintech, or cryptocurrency sectors.

Have experience in legal and regulatory practices pertinent to Korean financial regulations, including involvement in licensing or direct interaction with Korean regulatory bodies.

In-house legal background within Financial Services, Fintech, Technology, or similar regulated industries is highly desirable.

Demonstrate strong expertise in Korean regulatory and compliance frameworks, coupled with a solid grasp of local laws impacting financial and technology sectors.

Exhibit capabilities in offering practical legal advice that balances regulatory requirements and business objectives effectively.

Showcase a proven track record of working independently in a fast-paced global setting, collaborating well with cross-functional teams in multiple locations.

Possess excellent problem-solving skills, delivering clear, actionable counsel under tight deadlines.

Have experience conducting risk assessments, compliance reviews, and enhanced due diligence in regulated environments.

Demonstrate a hands-on approach with robust project management skills, able to manage complex legal and regulatory projects autonomously.

Benefits Offered:

Contribute to shaping the future with a leading blockchain ecosystem.

Collaborate with top talents in a user-centric global organization with a flat structure.

Engage in unique, fast-paced projects autonomously within an innovative setting.

Thrive in a results-oriented workplace with growth opportunities and continuous learning.

Competitive salary and benefits package.

WFH options available with flexibility.

Binance is committed to promoting an inclusive work environment and is an equal opportunity employer.

Job Responsibilities:

Provide expert legal guidance on U.S. crypto and financial regulations, focusing on AML, sanctions, securities laws, and other relevant regulatory frameworks.

Manage regulatory litigation matters and relationships with U.S. government agencies and regulatory bodies.

Lead the company's response to regulatory investigations, enforcement actions, and compliance reviews with a specific emphasis on AML and sanctions compliance programs.

Act as the primary legal point of contact for U.S. regulatory agencies, ensuring effective communication and collaboration.

Collaborate with cross-functional teams to ensure legal obligations are met effectively.

Work closely with internal stakeholders such as compliance, risk, and business teams to address significant legal and regulatory matters within the U.S. jurisdiction.

Advise on emerging U.S. regulatory developments impacting the crypto and financial sectors and provide risk assessments and compliance strategies.

Assist with regulatory filings, investigations, and enforcement matters as required.

Job Requirements:

Must be a qualified lawyer licensed to practice in at least one U.S. state with over a decade of experience at a prestigious global law firm or in-house legal department.

Demonstrated expertise in litigation and contentious regulatory matters, particularly with U.S. financial regulators like FinCEN, SEC, CFTC, OFAC, and state regulators.

Thorough understanding of U.S. AML and sanctions compliance programs, with practical experience in supporting or advising on these frameworks.

Deep knowledge of U.S. financial products, including spot trading, margin trading, futures, and options, especially within the crypto sector.

Strong analytical skills with keen attention to detail and the ability to proactively manage complex legal issues.

Proven track record of working independently and collaboratively across different teams.

Exceptional written and verbal communication skills, capable of explaining complex legal concepts to diverse audiences clearly.

Previous in-house legal experience is advantageous.

Benefits of Working at this Company:

Pioneer the future within a leading blockchain ecosystem.

Collaborate with top-notch talents in a global, customer-centric organization that promotes a flat structure.

Engage in unique, fast-paced projects autonomously in an innovative setting.

Thrive in a results-focused environment with opportunities for professional advancement and continuous learning.

Competitive salary and comprehensive company benefits.

Remote work arrangements available based on business team requirements.

Binance, a globally recognized leader in the blockchain space and the largest cryptocurrency exchange by trading volume and user base, is looking for a highly skilled and experienced Commercial Counsel specializing in payments to join their dynamic team. The successful candidate will provide strategic legal guidance and facilitate intricate commercial transactions within the rapidly evolving payments sector.

Key Responsibilities

Act as a trusted advisor to senior management in commercial, product, and marketing departments, offering legal counsel that aligns risk management with commercial strategies to drive business growth.

Lead negotiations for complex commercial agreements related to payments, fintech partnerships, and cards, overseeing all phases from drafting to finalization.

Mentor and empower junior to mid-level legal professionals within the Commercial, Marketing & IP teams, fostering a culture of excellence and enhancing the legal department’s capabilities.

Stay abreast of legal and regulatory changes in the payments and fintech landscapes across relevant jurisdictions to ensure compliance and implement preemptive risk management approaches.

Improve operational efficiency by optimizing legal processes, guidelines, and structures for the global commercial teams.

Manage external legal counsel relationships and budget allocation efficiently, ensuring cost-effective and high-quality legal support.

Qualifications

Must be a qualified lawyer in the UK, US, or another common law jurisdiction.

Need a minimum of 8 years post-qualification experience, preferably gained in-house at a prominent technology, fintech, or global company with a fast-paced environment.

Demonstrated expertise in leading and finalizing complex commercial transactions, particularly within the payments, cards, or fintech sectors.

Strong business acumen with the ability to provide innovative legal advice that aligns with business goals.

Exceptional communication and interpersonal skills, with a proven capacity to collaborate across diverse global teams and influence senior stakeholders effectively.

The role at Binance offers the opportunity to shape the future within a pioneering blockchain ecosystem. You will collaborate with top-tier talent in a flat organizational structure, working on innovative projects with autonomy and in a fast-paced environment. Additionally, you will have access to continuous learning opportunities, competitive salary, and company benefits, along with a work-from-home option (subject to business team requirements).

Binance is an equal opportunity employer that values diversity within its workforce for continued success. When applying for the role, you acknowledge having read and agreeing to their Candidate Privacy Notice. Artificial intelligence tools may be utilized during the hiring process to support recruitment activities such as application review and resume analysis, with final recruitment decisions being human-led.