AML Regulatory Compliance Lead
Status
Canada
Full time
Remote
Compensation is not specified
Role
Legal
Description
About Shakepay:
Shakepay is at the forefront of rethinking financial services to provide every Canadian with fair and bitcoin-friendly options that are secure and rewarding. Established in 2015, Shakepay has rapidly grown to become one of Canada's prominent financial institutions. With substantial backing from leading venture funds, having secured over $44M in funding, Shakepay is trusted by more than a million Canadians. Individuals who join Shakepay are actively shaping a future of financial liberation, opportunities, and prosperity for all Canadians.
Position Overview:
We are in search of an adept AML Regulatory Compliance Lead to play a pivotal role in overseeing and managing our Anti-Money Laundering (AML) regulatory compliance program. The ideal candidate will ensure strict adherence to AML, Counter-Terrorism Financing, and sanctions regulations, aligning with the obligations of money services businesses and securities entities. This role entails a profound understanding of AML regulations, superb communication skills, and the capacity to collaborate across various departments to institute effective compliance strategies.
Roles and Responsibilities:
- Oversee the entire AML compliance program, ensuring adherence to AML, CTF, and sanctions regulatory stipulations while complying with the obligations of money service businesses, securities dealers, as well as retail and business customers.
- Develop and sustain AML policies and procedures, keeping them current to reflect evolving regulatory standards and best practices.
- Collaborate with pertinent stakeholders to develop and implement AML risk assessments in accordance with regulatory duties, identifying potential risk areas and suggesting and executing mitigation strategies.
- Aid in managing regulatory examinations, coordinating responses, and ensuring timely provision of all required documentation and information.
- Deliver AML training at all levels within the organization to ensure comprehensive understanding of AML requirements and foster a compliance-oriented culture.
- Monitor and oversee the completion of corrective actions derived from internal and external audits, regulatory examinations, or other compliance evaluations.
- Assist in ensuring regulatory compliance across various projects and initiatives within the organization, offering guidance and expertise on AML matters as needed.
- Manage and respond to production and other court orders when necessary.
- Act as a subject matter expert on crypto-related regulatory risks, staying abreast of industry developments.
Desired Qualifications:
- Professional certification such as CAMs or CFE.
- A minimum of 4 years of AML compliance experience within the financial services field, demonstrating a comprehensive understanding of AML regulations and requirements.
- Proven history of devising and implementing AML policies, procedures, and training programs.
- Proficiency in conducting AML risk assessments and handling examinations.
- Exceptional communication and interpersonal skills, with the ability to collaborate effectively with cross-functional teams and regulatory bodies.
- Strong analytical problem-solving capabilities with acute attention to detail.
- Ability to work independently, prioritize tasks, and manage multiple projects concurrently.
- Prior team management experience in the crypto and AML sectors is vital.
- Advanced knowledge and familiarity with Bitcoin and Crypto-Assets.
- Prior experience with Chainalysis will be beneficial.
Reasons to Join Shakepay:
- Participate in a pioneering journey within the sphere of financial innovation where Bitcoin is reshaping norms, with Shakepay leading the charge.
- Utilize opportunities of impact and scale as only 2% of Canadians are currently on Shakepay, hinting at massive growth potential.
- Enjoy competitive compensation with stock options, comprehensive benefits, and generous vacation time.
- Engage in continuous learning within a supportive environment that encourages ongoing growth and development.
- Opt to receive a percentage of your salary in Bitcoin.
- Embrace remote work from any location in Canada or from the office if based in Montreal or Toronto.
We value potential as much as experience. If you possess the drive to learn, grow, and contribute to our mission, we encourage you to apply regardless of your background or experience. Shakepay believes in providing equal opportunities to all applicants. Proficiency in English is required due to the platform's availability to all English-speaking Canadians.
Skills Required
shakepay
Website
shakepay.comCompany size
Not specified
Location
Canada
Description
Not specified
Status
Binance
Binance Accelerator Program - Compliance/Sanctions
Asia +1
Asia +1
Full time
Remote
Binance, a prominent player in the global blockchain ecosystem known for operating the world's largest cryptocurrency exchange, is a trusted platform utilized by millions worldwide for its top-notch security, transparent operations, rapid trading engine, investor protections, and diverse range of digital asset products. The organization is deeply committed to fostering an inclusive crypto landscape to enhance financial accessibility and promote the freedom of money globally.
Opportunity Overview:
The Binance Accelerator Program offers a valuable 3-6 month internship tailored for aspiring talents entering the digital assets realm. Participants will gain firsthand exposure to Binance's operations and immerse themselves in the dynamic blockchain ecosystem. The program includes networking events and skill development opportunities to expand professional connections and acquire transferable skills crucial for career advancement.
Eligibility:
This program invites applications from current university students and recent graduates.
Roles & Responsibilities:
Collaboration with the compliance team on tasks related to sanctions and CTF.
Researching policies, sanctions, CTF laws, and regulatory frameworks in support of compliance efforts.
Assisting in the preparation of internal reports and data summaries.
Participation in training programs concerning Compliance and other relevant subjects.
Requirements:
Degree in Law, Economics, Social Science, or Business Administration.
Knowledge of financial crime compliance or law is beneficial.
Proficiency in English for effective communication with global partners. Additional languages are advantageous.
Strong analytical skills with attention to detail.
Ability to work independently across various functions and regions.
Display learning agility with a critical and innovative mindset.
Enthusiasm for cryptocurrency.
Demonstrated confidence, results-driven approach, and a talent for innovative problem-solving.
Why Binance:
Contribute to shaping the future within a leading blockchain ecosystem.
Engage with a talented global team in a collaborative, user-focused environment.
Take on challenging projects with autonomy in an innovative setting.
Benefit from growth opportunities in a results-oriented workplace with ongoing learning prospects.
Competitive salary and comprehensive benefits package.
Remote work arrangements available, subject to business team needs.
Binance upholds its commitment to maintaining an inclusive workplace culture and considers diversity vital to its success. Candidates interested in applying acknowledge and agree to the Candidate Privacy Notice provided by Binance. The recruitment process may involve the use of AI tools to support decision-making but final selections are made by human evaluators.
Opportunity Overview:
The Binance Accelerator Program offers a valuable 3-6 month internship tailored for aspiring talents entering the digital assets realm. Participants will gain firsthand exposure to Binance's operations and immerse themselves in the dynamic blockchain ecosystem. The program includes networking events and skill development opportunities to expand professional connections and acquire transferable skills crucial for career advancement.
Eligibility:
This program invites applications from current university students and recent graduates.
Roles & Responsibilities:
Collaboration with the compliance team on tasks related to sanctions and CTF.
Researching policies, sanctions, CTF laws, and regulatory frameworks in support of compliance efforts.
Assisting in the preparation of internal reports and data summaries.
Participation in training programs concerning Compliance and other relevant subjects.
Requirements:
Degree in Law, Economics, Social Science, or Business Administration.
Knowledge of financial crime compliance or law is beneficial.
Proficiency in English for effective communication with global partners. Additional languages are advantageous.
Strong analytical skills with attention to detail.
Ability to work independently across various functions and regions.
Display learning agility with a critical and innovative mindset.
Enthusiasm for cryptocurrency.
Demonstrated confidence, results-driven approach, and a talent for innovative problem-solving.
Why Binance:
Contribute to shaping the future within a leading blockchain ecosystem.
Engage with a talented global team in a collaborative, user-focused environment.
Take on challenging projects with autonomy in an innovative setting.
Benefit from growth opportunities in a results-oriented workplace with ongoing learning prospects.
Competitive salary and comprehensive benefits package.
Remote work arrangements available, subject to business team needs.
Binance upholds its commitment to maintaining an inclusive workplace culture and considers diversity vital to its success. Candidates interested in applying acknowledge and agree to the Candidate Privacy Notice provided by Binance. The recruitment process may involve the use of AI tools to support decision-making but final selections are made by human evaluators.
Binance
Product Lead Counsel
Asia
Asia
Full time
Remote
Binance, a leading global blockchain ecosystem, is responsible for the world's largest cryptocurrency exchange in terms of trading volume and users. Trusted by over 300 million individuals in more than 100 countries, we uphold industry-leading security standards, offer transparent user fund management, boast a quick trading engine, ensure deep liquidity, and provide a wide range of digital asset products. Our services extend from trading and finance to education, research, payments, institutional solutions, Web3 features, and more. By harnessing the power of digital assets and blockchain technology, we aim to create an inclusive financial ecosystem that promotes financial freedom and enhances global financial access.
Responsibilities
Act as the global lead for legal aspects related to Binance's products, offering regulatory and legal advice throughout the product lifecycle, from development to ongoing operations
Guide product teams on the regulatory impacts of new features, enhancements, and market expansions in various jurisdictions
Assess and manage regulatory risks associated with Binance's product range, including spot and derivatives trading, digital assets, payments, and new sectors
Collaborate with product managers, engineers, compliance, risk management, and BD to integrate legal and regulatory considerations into product development processes
Establish and uphold scalable compliance frameworks and controls to support growth in diverse regulatory environments
Participate in product governance discussions to ensure a balance between regulatory compliance and business objectives
Engage with regulators and external legal counsel across multiple jurisdictions regarding product-related matters
Remain informed about global regulatory changes and provide actionable guidance to product and business teams
Conduct workshops and training sessions to enhance regulatory awareness within the organization
Requirements:
Must be qualified to practice law in a major jurisdiction with significant international regulatory legal experience
Possess over 10 years of regulatory legal experience, preferably in-house at a technology, financial services, or cryptocurrency firm
Profound understanding of global financial product regulations, including spot and derivatives trading, payment systems, and digital assets
Track record of collaborating closely with product and engineering teams to influence product decisions
Experience in handling complex regulatory compliance issues and interacting with regulators in various jurisdictions
Ability to lead and scale legal teams across different regions
Strong stakeholder management skills, capable of building solid relationships with regulators, business leaders, product teams, and external legal counsel
Excellent communication and negotiation skills
Business acumen combined with a practical, solution-focused mindset
Deep comprehension of the cryptocurrency industry and the evolving global regulatory landscape
Thrives in a fast-paced, high-pressure environment managing multiple priorities
Why Binance
Contribute to shaping the future with the world's leading blockchain ecosystem
Collaborate with top-notch professionals in a global, user-centric organization with a flat structure
Engage in stimulating and rapid projects with autonomy in an innovative setting
Succeed in a performance-driven workplace with opportunities for career advancement and continuous learning
Competitive salary and company benefits
Remote work opportunity (subject to business team requirements)
Binance is committed to providing equal employment opportunities, recognizing that a diverse workforce is fundamental to our success. Upon submitting a job application, you acknowledge that you have reviewed and agree to our Candidate Privacy Notice. We utilize AI tools to aid in the hiring process by assisting in reviewing applications, analyzing resumes, and assessing responses for inconsistencies or verification signals - however, final hiring decisions are made by humans. For more information on data processing, please get in touch with us.
Responsibilities
Act as the global lead for legal aspects related to Binance's products, offering regulatory and legal advice throughout the product lifecycle, from development to ongoing operations
Guide product teams on the regulatory impacts of new features, enhancements, and market expansions in various jurisdictions
Assess and manage regulatory risks associated with Binance's product range, including spot and derivatives trading, digital assets, payments, and new sectors
Collaborate with product managers, engineers, compliance, risk management, and BD to integrate legal and regulatory considerations into product development processes
Establish and uphold scalable compliance frameworks and controls to support growth in diverse regulatory environments
Participate in product governance discussions to ensure a balance between regulatory compliance and business objectives
Engage with regulators and external legal counsel across multiple jurisdictions regarding product-related matters
Remain informed about global regulatory changes and provide actionable guidance to product and business teams
Conduct workshops and training sessions to enhance regulatory awareness within the organization
Requirements:
Must be qualified to practice law in a major jurisdiction with significant international regulatory legal experience
Possess over 10 years of regulatory legal experience, preferably in-house at a technology, financial services, or cryptocurrency firm
Profound understanding of global financial product regulations, including spot and derivatives trading, payment systems, and digital assets
Track record of collaborating closely with product and engineering teams to influence product decisions
Experience in handling complex regulatory compliance issues and interacting with regulators in various jurisdictions
Ability to lead and scale legal teams across different regions
Strong stakeholder management skills, capable of building solid relationships with regulators, business leaders, product teams, and external legal counsel
Excellent communication and negotiation skills
Business acumen combined with a practical, solution-focused mindset
Deep comprehension of the cryptocurrency industry and the evolving global regulatory landscape
Thrives in a fast-paced, high-pressure environment managing multiple priorities
Why Binance
Contribute to shaping the future with the world's leading blockchain ecosystem
Collaborate with top-notch professionals in a global, user-centric organization with a flat structure
Engage in stimulating and rapid projects with autonomy in an innovative setting
Succeed in a performance-driven workplace with opportunities for career advancement and continuous learning
Competitive salary and company benefits
Remote work opportunity (subject to business team requirements)
Binance is committed to providing equal employment opportunities, recognizing that a diverse workforce is fundamental to our success. Upon submitting a job application, you acknowledge that you have reviewed and agree to our Candidate Privacy Notice. We utilize AI tools to aid in the hiring process by assisting in reviewing applications, analyzing resumes, and assessing responses for inconsistencies or verification signals - however, final hiring decisions are made by humans. For more information on data processing, please get in touch with us.
CleanSpark
Paralegal - Real Estate
Norcross, USA
Norcross, USA
Full time
Office
Job Overview
The Real Estate Paralegal position involves offering comprehensive legal support within the Legal Department, with a primary emphasis on real estate dealings, title and survey affairs, as well as drafting and reviewing documentation. The ideal candidate should possess practical real estate legal experience, sound judgment to locate information from various sources, and the ability to anticipate requirements within a fast-paced legal team.
Key Responsibilities
Evaluating title commitments, title insurance policies, ALTA surveys, and exception documents related to commercial real estate transactions.
Conducting due diligence on titles and surveys, identifying issues like defects, encumbrances, easements, and other matters necessitating resolution.
Managing and tracing title searches, UCC searches, municipal lien searches, and other related due diligence items.
Conducting general real estate investigations.
Researching zoning ordinances, land use regulations, special use permits, and municipal codes affecting specific properties.
Assisting with the creation of purchase and sale agreements, leases, easements, deeds, and other real estate documents.
Collaborating with external parties such as title agents, surveyors, engineers, etc., for due diligence, closings, and property development requirements.
Assisting in pre- and post-closing tasks, including checklists, document execution, post-closing record processing, and closing binders.
Drafting, revising, and overseeing legal documentation like contracts, corporate resolutions, and entity formation filings.
Developing and customizing legal forms and templates, recognizing when alterations to standard forms are necessary and carrying out changes independently.
Conducting research beyond conventional legal databases to identify zoning designations, deed restrictions, utility easements, ordinances, and governmental records.
Monitoring and summarizing legislative and regulatory changes that impact the company’s real estate operations.
Providing support in real estate litigation, mediation, arbitration, licensing renewals, and regulatory compliance matters.
Maintaining records related to the real estate portfolio.
Addressing information requests.
Any other duties as designated.
The successful candidate must demonstrate professionalism, respect, effective communication skills, and the ability to collaborate within a team-oriented and inclusive setting.
Required Qualifications
Associate or bachelor’s degree, paralegal certificate from an ABA-approved program, or an equivalent legal background.
At least 5 years of paralegal experience, predominantly focused on commercial real estate.
Hands-on experience with reviewing title commitments, title insurance policies, ALTA surveys, and due diligence materials.
Proficiency in commercial real estate transactions such as acquisitions, dispositions, and leasing.
Strong capability to identify and interpret zoning ordinances, easements, governmental records, and public land use documents.
Proven ability in drafting, editing, and customizing legal documents and forms independently.
Excellent research skills encompassing legal and practical aspects, with the capacity to find information from diverse sources.
Proficiency in Microsoft Office Suite and legal document management systems.
Preferred Qualifications
Prior experience in real estate within an energy, infrastructure, or development company.
Understanding of land use entitlements, permitting, and environmental due diligence.
Experience liaising with state and county recording offices, title companies, surveyors, engineers, as well as sellers and purchasers.
Background in supporting a transactional legal team in a high-volume environment.
The annual salary range for this role is $80,000 - $100,000. This position may involve tasks requiring the operation of a company vehicle or travel between job sites. Therefore, candidates must be insurable under CleanSpark's vehicle insurance policy.
CleanSpark is an Equal Opportunity Employer, offering equal employment opportunities to all employees and applicants regardless of factors such as race, color, religion, age, sex, national origin, disability status, genetics, protected veteran status, sexual orientation, gender identity, or other characteristics protected by applicable laws. This policy pertains to all employment aspects, including recruitment, hiring, promotion, termination, compensation, and training.
The Real Estate Paralegal position involves offering comprehensive legal support within the Legal Department, with a primary emphasis on real estate dealings, title and survey affairs, as well as drafting and reviewing documentation. The ideal candidate should possess practical real estate legal experience, sound judgment to locate information from various sources, and the ability to anticipate requirements within a fast-paced legal team.
Key Responsibilities
Evaluating title commitments, title insurance policies, ALTA surveys, and exception documents related to commercial real estate transactions.
Conducting due diligence on titles and surveys, identifying issues like defects, encumbrances, easements, and other matters necessitating resolution.
Managing and tracing title searches, UCC searches, municipal lien searches, and other related due diligence items.
Conducting general real estate investigations.
Researching zoning ordinances, land use regulations, special use permits, and municipal codes affecting specific properties.
Assisting with the creation of purchase and sale agreements, leases, easements, deeds, and other real estate documents.
Collaborating with external parties such as title agents, surveyors, engineers, etc., for due diligence, closings, and property development requirements.
Assisting in pre- and post-closing tasks, including checklists, document execution, post-closing record processing, and closing binders.
Drafting, revising, and overseeing legal documentation like contracts, corporate resolutions, and entity formation filings.
Developing and customizing legal forms and templates, recognizing when alterations to standard forms are necessary and carrying out changes independently.
Conducting research beyond conventional legal databases to identify zoning designations, deed restrictions, utility easements, ordinances, and governmental records.
Monitoring and summarizing legislative and regulatory changes that impact the company’s real estate operations.
Providing support in real estate litigation, mediation, arbitration, licensing renewals, and regulatory compliance matters.
Maintaining records related to the real estate portfolio.
Addressing information requests.
Any other duties as designated.
The successful candidate must demonstrate professionalism, respect, effective communication skills, and the ability to collaborate within a team-oriented and inclusive setting.
Required Qualifications
Associate or bachelor’s degree, paralegal certificate from an ABA-approved program, or an equivalent legal background.
At least 5 years of paralegal experience, predominantly focused on commercial real estate.
Hands-on experience with reviewing title commitments, title insurance policies, ALTA surveys, and due diligence materials.
Proficiency in commercial real estate transactions such as acquisitions, dispositions, and leasing.
Strong capability to identify and interpret zoning ordinances, easements, governmental records, and public land use documents.
Proven ability in drafting, editing, and customizing legal documents and forms independently.
Excellent research skills encompassing legal and practical aspects, with the capacity to find information from diverse sources.
Proficiency in Microsoft Office Suite and legal document management systems.
Preferred Qualifications
Prior experience in real estate within an energy, infrastructure, or development company.
Understanding of land use entitlements, permitting, and environmental due diligence.
Experience liaising with state and county recording offices, title companies, surveyors, engineers, as well as sellers and purchasers.
Background in supporting a transactional legal team in a high-volume environment.
The annual salary range for this role is $80,000 - $100,000. This position may involve tasks requiring the operation of a company vehicle or travel between job sites. Therefore, candidates must be insurable under CleanSpark's vehicle insurance policy.
CleanSpark is an Equal Opportunity Employer, offering equal employment opportunities to all employees and applicants regardless of factors such as race, color, religion, age, sex, national origin, disability status, genetics, protected veteran status, sexual orientation, gender identity, or other characteristics protected by applicable laws. This policy pertains to all employment aspects, including recruitment, hiring, promotion, termination, compensation, and training.
CertiK
Director of AML & Virtual Asset Compliance
Hong Kong +2
Hong Kong +2
Full time
Remote
About the Company
CertiK is a prominent Web3 security firm that specializes in safeguarding blockchain protocols, smart contracts, and decentralized applications using cutting-edge security research, formal verification, and AI technology. Established in 2017 in New York City, CertiK offers comprehensive security solutions, including smart contract audits, penetration testing, on-chain monitoring, incident response, and compliance services to major projects in the digital asset industry.
With a diverse team spread across North America, Asia, and Europe, CertiK serves numerous enterprise clients and Web3 projects globally. The company has garnered support from renowned investors like Coatue, Goldman Sachs, Insight Partners, and Sequoia Capital and has received accolades from organizations such as the World Economic Forum and CB Insights for its advancements in blockchain security.
About You
Ideal candidates for this role are hands-on compliance professionals well-versed in navigating regulatory frameworks and licensing applications. You should excel in translating intricate regulations into clear directives and client deliverables, overseeing both structured audit requests and evolving business development needs effectively, and recognizing when issues require escalation to senior Compliance or Legal personnel.
About the Role
In this position, you will serve as the primary compliance lead for AI-generated outputs and corresponding client deliverables. Your responsibilities will include supporting various stakeholder groups, such as client-facing teams and commercial services, transforming raw AI results into accurate and accessible deliverables, and collaborating with Engineering to streamline recurring compliance tasks into reusable workflows and knowledge resources.
Responsibilities
Break down regulatory frameworks and licensing requirements for analysis.
Assist in licensing and regulatory preparation projects, from scoping to final submission readiness.
Conduct initial reviews of AI outputs to ensure regulatory accuracy, evidence validity, and client suitability.
Transform unstructured requests into concise scopes and deliverables, including compliance analyses and review reports.
Provide support for compliance guidance, evidence checklists, application-mapping, and licensing submissions.
Collaborate with Engineering to establish regulatory mappings, templates, review guidelines, evaluation criteria, and structured AI workflows.
Escalate high-risk regulatory interpretations and legal conclusions to senior reviewers or Legal personnel.
Requirements
Minimum of 3 years of experience in compliance engineering, regulatory consulting, digital assets, fintech, financial services, compliance auditing, or legal affairs.
Practical involvement in at least one licensing application, regulatory registration, or end-to-end regulatory preparation project.
Comprehensive understanding of regulatory assessment, evidence examination, and licensing documentation.
Ability to generate clear directives, mappings, presentations, and client reports.
Strong interpersonal and cross-functional project management capabilities.
Proficient in written and spoken English; fluency in professional Chinese is advantageous but not mandatory.
Familiarity with digital-asset regulation, VASP licensing, or similar frameworks is a plus.
Basic awareness of LLM limitations, halluci**Video Calls risk, source traceability, and human-in-the-loop review.
This role requires remote work outside the United States. Applicants based in the U.S. will not be considered.
Artificial intelligence (AI) tools may be utilized during the hiring process for tasks such as application review, resume analysis, and response assessment. These tools complement the recruitment team's efforts but do not replace human judgment. Final hiring determinations are ultimately made by human evaluators. For further details on how your data is processed, please reach out to us.
CertiK is a prominent Web3 security firm that specializes in safeguarding blockchain protocols, smart contracts, and decentralized applications using cutting-edge security research, formal verification, and AI technology. Established in 2017 in New York City, CertiK offers comprehensive security solutions, including smart contract audits, penetration testing, on-chain monitoring, incident response, and compliance services to major projects in the digital asset industry.
With a diverse team spread across North America, Asia, and Europe, CertiK serves numerous enterprise clients and Web3 projects globally. The company has garnered support from renowned investors like Coatue, Goldman Sachs, Insight Partners, and Sequoia Capital and has received accolades from organizations such as the World Economic Forum and CB Insights for its advancements in blockchain security.
About You
Ideal candidates for this role are hands-on compliance professionals well-versed in navigating regulatory frameworks and licensing applications. You should excel in translating intricate regulations into clear directives and client deliverables, overseeing both structured audit requests and evolving business development needs effectively, and recognizing when issues require escalation to senior Compliance or Legal personnel.
About the Role
In this position, you will serve as the primary compliance lead for AI-generated outputs and corresponding client deliverables. Your responsibilities will include supporting various stakeholder groups, such as client-facing teams and commercial services, transforming raw AI results into accurate and accessible deliverables, and collaborating with Engineering to streamline recurring compliance tasks into reusable workflows and knowledge resources.
Responsibilities
Break down regulatory frameworks and licensing requirements for analysis.
Assist in licensing and regulatory preparation projects, from scoping to final submission readiness.
Conduct initial reviews of AI outputs to ensure regulatory accuracy, evidence validity, and client suitability.
Transform unstructured requests into concise scopes and deliverables, including compliance analyses and review reports.
Provide support for compliance guidance, evidence checklists, application-mapping, and licensing submissions.
Collaborate with Engineering to establish regulatory mappings, templates, review guidelines, evaluation criteria, and structured AI workflows.
Escalate high-risk regulatory interpretations and legal conclusions to senior reviewers or Legal personnel.
Requirements
Minimum of 3 years of experience in compliance engineering, regulatory consulting, digital assets, fintech, financial services, compliance auditing, or legal affairs.
Practical involvement in at least one licensing application, regulatory registration, or end-to-end regulatory preparation project.
Comprehensive understanding of regulatory assessment, evidence examination, and licensing documentation.
Ability to generate clear directives, mappings, presentations, and client reports.
Strong interpersonal and cross-functional project management capabilities.
Proficient in written and spoken English; fluency in professional Chinese is advantageous but not mandatory.
Familiarity with digital-asset regulation, VASP licensing, or similar frameworks is a plus.
Basic awareness of LLM limitations, halluci**Video Calls risk, source traceability, and human-in-the-loop review.
This role requires remote work outside the United States. Applicants based in the U.S. will not be considered.
Artificial intelligence (AI) tools may be utilized during the hiring process for tasks such as application review, resume analysis, and response assessment. These tools complement the recruitment team's efforts but do not replace human judgment. Final hiring determinations are ultimately made by human evaluators. For further details on how your data is processed, please reach out to us.
Binance
Head of Risk, NTL
Asia +5
Asia +5
Full time
Remote
Overview
This position entails overseeing risk in a regulated financial services environment within ADGM. The incumbent will lead the establishment, execution, and continuous supervision of the organization's comprehensive risk management framework. It involves identifying, evaluating, monitoring, and reporting significant risks aligned with the firm's risk tolerance and compliance obligations under regulatory rules, ensuring independent and objective risk oversight to top management and the board.
Responsibilities
Develop, execute, and uphold a holistic risk management framework encompassing various risk categories such as operational, market, credit, liquidity, legal, compliance, and reputation risks.
Define and maintain the company's risk tolerance statement in collaboration with senior leadership and the board and facilitate effective risk policies to uphold it.
Oversight on ongoing risk monitoring activities and produce regular risk reports for senior leadership and the board.
Ensure timely mitigation and communication of emerging or critical risks, contributing to the firm's internal governance processes through risk assessments and scenario analysis.
Contribute to the Internal Capital Adequacy Assessment Process (ICAAP) and any essential stress testing procedures in line with PRU requirements.
Act as the primary risk interface with regulatory bodies, ensuring complete adherence to regulatory risk requirements and maintain a transparent communication channel with regulators.
Provide insights for the firm's regulatory submissions related to risk, capital adequacy, and financial resilience.
Ensure the independence, adequate resourcing, and integration of the risk management function into governance and decision-making structures.
Active participation in relevant committees like the Risk Committee and ALCO to support risk oversight responsibilities of senior executives and the board.
Review new business ventures, products, or operational model changes for associated risk mitigation strategies.
Requirements
Possess a degree-level qualification in Finance, Risk Management, Economics, Accounting, Law, Mathematics, Engineering or relevant disciplines.
Demonstrated extensive risk management background in exchanges, clearing houses, capital markets, financial market infrastructure, or virtual asset settings.
A solid understanding of the ADGM regulatory framework including Market Infrastructure Rules and key risk principles applicable to financial market infrastructures.
Proven track record in managing risk frameworks covering areas like market risk, clearing risk, settlement risk, liquidity risk, collateral risk, and operational resilience.
Strong experience in engaging with regulators, Board members, senior management, and other pertinent stakeholders.
Strong analytical skills with excellent communication, influencing, and stakeholder management abilities.
Forward-thinking risk influencer who can effectively connect regulatory expectations with business strategy and practical risk management.
Exceptional decision-making abilities to analyze complex issues, establish clear viewpoints, and provide constructive challenges in a dynamic environment.
Effective communicator capable of engaging with regulators, Boards, senior executives, and cross-functional teams.
Possess a proactive mindset with robust governance, documentation, escalation, and follow-up practices.
Ability to adapt to a rapidly evolving, highly regulated work environment.
Naturally curious regarding financial markets, digital assets, market structures, and emerging risk scenarios.
Why Us
Shape the future with a leading blockchain ecosystem.
Collaborate with world-class professionals in a global, user-centric organization.
Work on challenging projects with autonomy in an innovative setting.
Progress in a merit-based environment with opportunities for career advancement.
Competitive salary and comprehensive benefits
Flexibility with remote work arrangements.
This position entails overseeing risk in a regulated financial services environment within ADGM. The incumbent will lead the establishment, execution, and continuous supervision of the organization's comprehensive risk management framework. It involves identifying, evaluating, monitoring, and reporting significant risks aligned with the firm's risk tolerance and compliance obligations under regulatory rules, ensuring independent and objective risk oversight to top management and the board.
Responsibilities
Develop, execute, and uphold a holistic risk management framework encompassing various risk categories such as operational, market, credit, liquidity, legal, compliance, and reputation risks.
Define and maintain the company's risk tolerance statement in collaboration with senior leadership and the board and facilitate effective risk policies to uphold it.
Oversight on ongoing risk monitoring activities and produce regular risk reports for senior leadership and the board.
Ensure timely mitigation and communication of emerging or critical risks, contributing to the firm's internal governance processes through risk assessments and scenario analysis.
Contribute to the Internal Capital Adequacy Assessment Process (ICAAP) and any essential stress testing procedures in line with PRU requirements.
Act as the primary risk interface with regulatory bodies, ensuring complete adherence to regulatory risk requirements and maintain a transparent communication channel with regulators.
Provide insights for the firm's regulatory submissions related to risk, capital adequacy, and financial resilience.
Ensure the independence, adequate resourcing, and integration of the risk management function into governance and decision-making structures.
Active participation in relevant committees like the Risk Committee and ALCO to support risk oversight responsibilities of senior executives and the board.
Review new business ventures, products, or operational model changes for associated risk mitigation strategies.
Requirements
Possess a degree-level qualification in Finance, Risk Management, Economics, Accounting, Law, Mathematics, Engineering or relevant disciplines.
Demonstrated extensive risk management background in exchanges, clearing houses, capital markets, financial market infrastructure, or virtual asset settings.
A solid understanding of the ADGM regulatory framework including Market Infrastructure Rules and key risk principles applicable to financial market infrastructures.
Proven track record in managing risk frameworks covering areas like market risk, clearing risk, settlement risk, liquidity risk, collateral risk, and operational resilience.
Strong experience in engaging with regulators, Board members, senior management, and other pertinent stakeholders.
Strong analytical skills with excellent communication, influencing, and stakeholder management abilities.
Forward-thinking risk influencer who can effectively connect regulatory expectations with business strategy and practical risk management.
Exceptional decision-making abilities to analyze complex issues, establish clear viewpoints, and provide constructive challenges in a dynamic environment.
Effective communicator capable of engaging with regulators, Boards, senior executives, and cross-functional teams.
Possess a proactive mindset with robust governance, documentation, escalation, and follow-up practices.
Ability to adapt to a rapidly evolving, highly regulated work environment.
Naturally curious regarding financial markets, digital assets, market structures, and emerging risk scenarios.
Why Us
Shape the future with a leading blockchain ecosystem.
Collaborate with world-class professionals in a global, user-centric organization.
Work on challenging projects with autonomy in an innovative setting.
Progress in a merit-based environment with opportunities for career advancement.
Competitive salary and comprehensive benefits
Flexibility with remote work arrangements.