Head of Securities Compliance
About Shakepay
Shakepay is revolutionizing financial services in Canada to promote financial fairness and accessibility by embracing Bitcoin in a secure and rewarding manner. Established in 2015, Shakepay has quickly grown to become one of Canada's fastest-growing financial institutions, backed by significant venture funding and trusted by over a million Canadians. Joining Shakepay means contributing to a future of financial freedom and prosperity for all Canadians.
We are seeking a skilled individual to fill the role of Head of Securities Compliance. As the primary expert on securities compliance, you will address regulatory matters, registration, and ensure compliance with trading activities on a daily basis. Collaboration across departments will be essential to develop and implement robust compliance practices aligned with Shakepay's strategic goals. The ideal candidate will have experience in CIRO dealerships, cryptocurrency, and share our vision of ushering in a Bitcoin-focused financial era.
Responsibilities
- Lead the process of securing CIRO registration for Shakepay and oversee compliance post-registration.
- Ensure Shakepay's compliance with restricted dealer license terms under the CSA regulatory framework.
- Possess expertise in AML, securities compliance, and other regulatory requirements.
- Drive compliance strategy at a strategic level and integrate compliance as a core value in decision-making processes company-wide.
- Provide support for compliance risk management activities, obtain legal opinions, and navigate ambiguous situations.
- Review and deliver monthly compliance reports and quarterly and annual reports to the Board of Directors and Senior Management.
- Identify compliance vulnerabilities, risks, and execute corrective measures in collaboration with relevant stakeholders.
- Maintain updated compliance policies and procedures in line with relevant regulations and obligations concerning Shakepay.
Requirements
- Minimum of 7 years of experience in a compliance role.
- Proficiency in regulatory reporting systems and NRD filing procedures.
- Familiarity with CIRO and NI 31-103 regulations and rules.
- Excellent communication skills and ability to collaborate effectively across functions.
- Basic understanding of Bitcoin and Crypto-Assets.
- Completion of CSC, PDO, and CCO Qualifying Exam.
Preferred Qualifications
- Proficiency in English and French.
- ACAMS Certification.
Why Join?
- Join a pioneering journey where you will be at the forefront of financial innovation with Bitcoin.
- Opportunity to impact and contribute to the significant growth potential of Shakepay in bringing bitcoin to all Canadians.
- Competitive compensation, benefits, and stock ownership for all employees.
- Embrace continuous learning and growth in a conducive work environment.
- Option to receive a portion of your salary in Bitcoin.
- Remote work flexibility across Canada.
Shakepay welcomes individuals with diverse backgrounds and life experiences to apply, believing that potential and eagerness to learn are as valuable as past experience. Fluency in English is essential, given our English-focused customer base on a platform accessible to all Canadians.